Applicant's name, SSN/FEIN, license number, addresses, and state of residence must match current Producer Database (PDB) record for resident state.
Applications containing a non-uniform class or lines of authority (LOA) will be deferred to the state.
Applicant with status reason code of affidavit on file may not amend or reinstate.
Applicant for the variable LOAs must supply FINRA CRD number on application, and will be deferred pending FINRA verification.
Applicant applying for a surplus line broker license must actively hold both property and casualty LOAs.
To apply for the Life Agent Registered as Life Settlement Broker the agent must have held an active license in at another state for at least one (1) year prior to Kentucky application.
If applicant responds "yes" to one of the background questions please submit supporting documents electronically via NIPR's Attachments Warehouse. The documents may also be submitted to the state via mail, email, or fax.
Please check Announcements for any last minute notifications about the states to which you are applying.